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Home / Archives for Compliance

Compliance

4 Methods To Secure Confidential Business Information

Feb 4, 2022 By SmallBizClub

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In today’s modern world, confidential business data such as customer information, technology integration, future marketing effort, and more are some of the critical business assets. Thus, implementing measures to secure this confidential information may improve your competitive advantage effectively. Failure to do so may mean the loss of key business assets that could affect the […]

Filed Under: Security, Technology Tagged With: Compliance, Integrity, Training

Understanding SOX ITGC Compliance

Dec 1, 2021 By Gemma Moss

avoid-penalties-and-fees--how-to-keep-your-business-in-compliance

Photo by Flipsnack SOX focuses on the correctness of financial business practices. Financial activities have many features, including information technology. As such, businesses should also have SOX IT General Controls (ITGC) compliance. ITGC is a list of controls demonstrating that an IT department installs and implements the required measures to be SOX compliant. The controls […]

Filed Under: Technology Tagged With: Compliance

5 Reasons to Hire a Compliance Consulting Company for Your New Business

Nov 25, 2021 By SmallBizClub

Most industries are regulated to some extent, but some are more regulated than others. If your business is in healthcare, finance, gambling, alcohol, or another heavily regulated industry, you will know the feeling of hitting barriers everywhere you turn. Not to mention, the facing the consequences if you don’t comply. If you are having trouble […]

Filed Under: Startup Tagged With: Compliance

6 Ways To Keep Your Business’s Legal Status Safe

Feb 15, 2021 By Yvonne Chan

Running a business entails a lot of responsibilities. From taking care of day-to-day operations, product research, staffing, marketing, and customer relations, the legalities of your business must also be safeguarded.  When it comes to legalities, a business owner has no choice. Unlike business procedures and strategies, which are dependent on the owner’s or manager’s discretion, […]

Filed Under: Legal Tagged With: Compliance

How to Expand Your Business into a New State

Apr 22, 2020 By James Gilmer

Growth. It’s the reason your business exists, and the only reason it will stick around. When it comes time to serve customers and markets in new states, don’t let legal requirements take the wind out of your sails. Each state has specific requirements for companies doing business within their borders. While every business has unique […]

Filed Under: Legal, Run and Grow Tagged With: Compliance

10 Mistakes Most Small Business Owners Miss When Starting Out

Oct 10, 2018 By TaxConnections

The process of starting a small business can be an arduous one; there are numerous steps that need to be taken—and often in a precise order—to legally establish a business. As a result, the process can be overwhelming. Unfortunately, it’s also easy to overlook some important details and steps along the way. By being aware […]

Filed Under: Tax and Accounting Tagged With: Compliance, Mistakes, Taxes

How to Prepare Your Business for a Compliance Audit

Jun 29, 2018 By Aaron Lee

Preparing your business for an upcoming compliance audit is no easy task, and can’t be rushed if you hope to avoid stiff regulator fees. Many business managers and even accounting professionals are nonetheless having a hard time ensuring that their operations are compliant, and don’t know where to turn to for advice in a digital […]

Filed Under: Risk Management Tagged With: Audit, Compliance

6 Essential Steps to a Successful Workplace Investigation

Jan 27, 2017 By SmallBizClub

At some point, complaints or internal problems will arise in the workplace. Many HR, compliance and business professionals don’t receive targeted training on how to conduct a workplace investigation from start to finish. Building a solid workplace investigation can prove invaluable, as the information you may uncover can help build a case to protect your […]

Filed Under: Legal Tagged With: Compliance, Human Resources

Balancing Compliance with Business Growth

Sep 7, 2016 By Lisa Patrick

Government and industry regulations are changing the way entrepreneurs do business and this has an important impact on strategic and operational drivers. In today’s environment, the ability to stay profitable while quickly adapting to satisfy compliance is critical. Entrepreneurs tend to take little risk with operations and compliance due to agency oversight, customer demands, and ethical […]

Filed Under: Operations Tagged With: Compliance, Growth

8 Things to Do After You Incorporate a Business

Jan 6, 2014 By Nellie Akalp

If you’ve created a formal business structure for your business, then you know you’ve taken a big step toward protecting your personal assets and setting the foundation for your business. But you might be wondering what’s next.

Filed Under: Making Your Business Official Tagged With: Banking, Business Entity, Compliance, DBA, Incorporation, IRS, LLC, Nellie Akalp, Taxes, Trademark

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Run & Grow

6 Key Components of Building a Smart Warehouse in 2023

Jan 23, 2023 By SmallBizClub

8 Top Tips To Take Your Hospitality Business To The Next Level

Jan 20, 2023 By Jenna Hilton

8 Pros and Cons of Relocating Your Business From The East Coast to the West

Jan 19, 2023 By SmallBizClub

Should You Battle the Dragon or Just Avoid the Encounter?

Jan 9, 2023 By Dave Berkus

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